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Open Access Research Article

Characterization of carbon dots synthesized from plant-based extracts via the hydrothermal method

1 , 1 , 2 , 1 , 2 * ORCID

Vol. 2 No. 2 |pp. 49–54 |Received Jul 19, 2025 |Revised Oct 24, 2025 |Accepted Oct 31, 2025

Copyright © 2026 The Authors. This publication is licensed under CC BY 4.0 .

Abstract

Cdots are carbon-based nanoparticles and luminescent materials that are safe for humans and the environment, and also have many potential applications. Natural precursors using local plants can be utilized, and a green synthesis approach can be used to fabricate Cdots that are advantageous in terms of sustainability, availability, low cost, and minimal toxic waste. In this study, the hydrothermal method was chosen because the process is simple, does not require a catalyst, and is suitable for natural materials. The fabricated Cdots from various plant-based extract precursors using the hydrothermal method are investigated for the chemical and optical property changes that occur during the conversion of natural extracts into Cdots. Fourier-transform infrared (FTIR) spectra show that functional groups such as O–H and C=C remain present after the Cdots synthesis process. The UV-Vis spectra show a shift in the absorption band, indicating the formation of sp2 aromatic domains and π–π* transition in the Cdots structure, compared to plant-based extracts. Field emission scanning electron microscope (FE SEM) images show that the fabricated Cdots have a size of about (57 ± 12) nm. These results show great potential of local plants as a base material for producing Cdots that can be beneficial for various applications.

Keywords:
Cdots plant-based extract hydrothermal

INTRODUCTION

The demand for environmentally friendly luminescent materials continues to increase, in line with the development of technologies that require alternatives to heavy metal-based compounds 1,2. Heavy metal-based quantum dots, such as cadmium-based materials, although known for their excellent optical performance, are also associated with toxicity 3,4,5, high production cost 6, and environmental hazards 7, thus limiting their wider applications. This is driving the exploration of new materials that are not only optically efficient but also safe for humans and the environment.

A promising alternative material is carbon dots (Cdots). Cdots are carbon-based nanoparticles with extremely small sizes 8. Cdots exhibit unique fluorescent properties 9, high stability 10, as well as good biocompatibility and low toxicity 11. Compared to conventional carbon materials, Cdots have an advantage due to the quantum confinement effect 12,13, a physical phenomenon that enables bright fluorescence emission even in complex environments 9. These characteristics make Cdots highly promising for various applications, including biosensing 8, bioimaging 14, heavy metal ion detection 15, catalysis 16, and applications in the energy and environmental fields 17.

The development of Cdots has also aligned with the increasing adoption of green synthesis strategies. This approach emphasizes the use of plant-based extracts as a source of carbon, which are renewable 18, easily obtainable 19, low-cost 20, and produce less waste compared to synthetic chemicals 21. These natural sources are not only abundant and cost-effective, but also often contain bioactive compounds such as flavonoids 16, phenols 22, and alkaloids 17,23, which may contribute to enhanced chemical and optical properties of the fabricated Cdots. This study has specifically compared seven types of natural materials with different phytochemical characteristics, unlike previous studies that generally used only one type of natural material. This approach provides a comprehensive overview of the effect of precursor chemical composition on the formation of sp2 domains and the optical properties of Cdots. Thus, this study focuses not only on environmentally friendly synthesis but also on understanding the relationship between the type of natural material and the optical performance of the fabricated Cdots.

Several methods have been developed for the synthesis of Cdots. There are two primary approaches to synthesizing Cdots: top-down and bottom-up. Top-down approaches, such as laser ablation 24,25 and electrochemical oxidation 26, often require sophisticated equipment, high energy consumption, complex procedures, and, in several cases, hazardous chemicals 27,28. In contrast, bottom-up approaches, such as solvothermal, hydrothermal, and microwave-assisted synthesis 29,30,31, have emerged as simpler, more economical, and environmentally friendly options. For example, the hydrothermal method has been proven to be efficient 16, cost-effective 32, and environmentally friendly 32,33. This method allows for the conversion of natural precursors into Cdots under mild conditions, without the need for catalysts or harsh reagents, and has been shown to produce Cdots with good stability and fluorescence performance 17,34.

In this study, Cdots were synthesized from various plant-based extracts using the hydrothermal method. The primary objective is to investigate the chemical and optical property changes that occur during the conversion of natural extracts into Cdots. Characterization was conducted using Fourier-transform infrared (FTIR) spectroscopy to identify the transformation of functional groups, UV–Vis spectrophotometry to observe the absorbance features associated with Cdots formation, and a field emission scanning electron microscope (FE SEM) to observe the size distribution of fabricated Cdots. This work highlights the potential of simple, green hydrothermal synthesis using natural precursors to produce functional carbon nanomaterials.

Figure 1. Fabrication process of Cdots from plant-based extract powder.

MATERIALS AND METHODS

Materials

Plant-based extract powders, including Clitoria ternatea, Curcuma longa, Annona muricata L., Allium sativum, Moringa oleifera L., Psidium guajava L., and Zingiber officinale, were obtained from Bigfood Production, Indonesia. Aquadest was purchased from Jaya Santosa, Indonesia. Filters with a size of 0.22 µm and 2.5 µm were products from Microlab Scientific, China, and Whatman, United Kingdom, respectively. Fourier-transform infrared spectroscopy (FTIR, 8201 PC, Shimadzu) and ultraviolet–visible spectroscopy (UV–Vis, Spectrophotometer UV-1900, Shimadzu) were used to characterize the fabricated samples.

Cdots fabrication process

Cdots were synthesized using a bottom-up hydrothermal method with plant-based extract powders serving as carbon precursors. A total of 2 grams of each selected plant-based extract powder was accurately weighed and dispersed into 20 mL of aquadest. The mixture was stirred at 500 rpm for 30 minutes to ensure a homogeneous suspension. The suspension was then transferred into a PTFE-lined Teflon vessel and sealed within a stainless steel autoclave reactor. The sealed reactor was placed in a laboratory furnace and heated at 180 °C for 3 hours to initiate hydrothermal carbonization. During this stage, the high-temperature and high-pressure aqueous environment promotes the breakdown of complex biomolecules and the formation of carbonaceous nanoparticles. After the reaction, the autoclave was allowed to cool naturally to room temperature.

The product obtained from the hydrothermal process was a brownish colloidal suspension accompanied by black solid residues, indicating the partial conversion of organic material into carbon nanoparticles. Initial purification was carried out by filtering the suspension using a 2.5 µm filter paper to separate the larger aggregates and residual solids. The resulting filtrate was then subjected to centrifugation at 10,000 rpm for 5 minutes to further remove suspended particles. The supernatant obtained was subsequently passed through a 0.22 µm syringe filter to isolate fine-sized carbon dots and eliminate any remaining particulate contaminants. The final Cdots solution was stored in a clean container and kept at a temperature of 10 °C for further characterization.

For FTIR testing, the plant-based extract and Cdots solution were tested as-is. Meanwhile, for UV–Vis analysis, the solution was diluted at a ratio of 1:40 with aquadest to facilitate observation. For FE SEM imaging, the sample was dried at 60 °C for 30 minutes. The fabrication process of the Cdots solution is shown in Figure 1, while the obtained solutions for characterization are listed in Table 1.

Table 1. List of sample types and corresponding solution labels used for characterization.
Sample type Solution sample information Sample label
Plant-based extract solution Clitoria ternatea CT
Curcuma longa CL
Annona muricata L. AM
Allium sativum AS
Moringa oleifera L. MO
Psidium guajava L. PG
Zingiber officinale ZO
Cdots solution Clitoria ternatea CTc
Curcuma longa CLc
Annona muricata L. AMc
Allium sativum ASc
Moringa oleifera L. MOc
Psidium guajava L. PGc
Zingiber officinale ZOc

RESULTS AND DISCUSSION

Chemical and morphological characterization

Figure 2a presents the FTIR spectrum of the plant-based extract solution before the hydrothermal process. The spectrum shows a broad transmittance band in the range of 3220–3380 cm-1, centered at approximately 3330 cm-1 for each extract solution. This peak indicates the presence of O–H stretching vibrations, a characteristic feature of hydroxyl groups typically present in polyphenols, flavonoids, and other plant-derived compounds 35,36. This band suggests the abundance of hydrogen-bonded hydroxyl groups in the natural precursor. In addition, a sharp peak around 1635 cm-1 is observed, indicating C=C stretching vibrations from aromatic structures or unsaturated carbon frameworks, which are also commonly found in phytochemicals 37. On the other hand, Figure 2b shows the FTIR spectrum of the resulting Cdots solutions after the hydrothermal process. Notably, the spectrum exhibits similar transmittance features, particularly the broad O–H stretching peak near 3331 cm-1 and the C=C stretching peak around 1635 cm-1, both of which are clearly visible. The absence of significant peak shifts or new bands suggests that the hydrothermal process did not drastically influence the primary functional groups present in the original extract.

The spectral similarity between the precursor solution and the Cdots solution could be twofold. First, it suggests that the carbonization process may have occurred through mild dehydration and condensation reactions, which are sufficient to induce the nucleation of carbonized domains without total degradation of the original biomolecules 38,39. Secondly, it suggests that certain bioactive groups, such as phenolic –OH groups and conjugated C=C structures, remain partially retained on the surface of Cdots, possibly as surface-anchoring ligands 38,39.

The unchanged functional groups on the fabricated Cdots solutions are potentially beneficial. Hydroxyl and aromatic groups on the surface of Cdots can improve dispersibility in water, provide reactive sites for further functionalization, and contribute to antioxidant or antimicrobial properties 40,41,42. In addition, such surface chemistry is particularly advantageous for biological applications, where interactions with proteins or cell membranes often rely on hydrogen bonding or π–π interactions 43. Although the FTIR spectra do not show drastic transformations, the consistency of the peaks supports the hypothesis that hydrothermal synthesis induces nanostructures and partial carbonization, rather than full decomposition of precursor molecules.

Figure 2c shows the morphological measurement results of the evaporated CLc sample at 60 °C on an aluminum foil using FE-SEM. The CLc morphology shows a relatively homogeneous surface without any indication of aggregation, with an average particle size of (57.4 ± 12.3) nm. This size indicates that the hydrothermal process successfully converted the precursor into nano-scale particles, supporting the successful fabrication of Cdots. Surface element analysis showed that carbon (C) and oxygen (O) atoms dominated with percentages of (50.57 ± 0.37)% and (43.91 ± 0.59)%, respectively, in line with FTIR results confirming the presence of O–H and C=C groups on the Cdots surface.

Figure 2. (a) FTIR spectra of plant-based extract solution as base material for producing Cdots. (b) FTIR spectra of the fabricated Cdots solution. (c) Particle size distribution measurement and SEM image of the CLc sample.
Figure 3. (a) UV-Vis spectra of plant-based extract solutions. (b) UV-Vis spectra of the fabricated Cdots solutions. (c) CLc luminescence photograph in a UV box.

UV-Vis measurement

The UV–Vis spectra of plant-based extract solutions (i.e., CT, CL, AM, AS, MO, PG, and ZO) before hydrothermal processing are displayed in Figure 3a. Absorption peaks in the range of 254–279 nm were observed in several extract solutions, including CT, AM, AS, and MO, indicating the presence of the π–π* transition of aromatic sp2 groups 44. This transition is usually associated with phenolic structures or other aromatic compounds commonly found in plant extracts. In CT, two small peaks around 574 nm and 619 nm were also observed, which refer to the spectrum of anthocyanins 45, natural pigment compounds commonly found in blue or purple flowers. According to a previous study, a small peak in the PG spectrum at about 309 nm suggested the presence of flavonoids 46. The lack of chromophores in CL and ZO, on the other hand, may have contributed to their inability to display a distinct absorption peak.

After the hydrothermal process, the resulting Cdots solutions showed significant changes in the UV–Vis spectra, as displayed in Figure 3b. All samples exhibit a characteristic absorbance peak around 279–283 nm, which is indicative of the π–π* transition of aromatic sp2 domains 47. This distinct peak, differing from the original extract spectra, suggests that a transformation of chemical structure occurred during the synthesis. The shift in peak shape and intensity provides early evidence that the Cdots fabrication process was successful.

The absorption peaks in the Cdots samples are more intense and sharper than those in the extracts, implying that partial carbonization during the hydrothermal process led to the formation of extended π-conjugated systems and larger sp2 domains. This reorganization enhances the optical characteristics and absorbance of the Cdots 48,49. In addition to confirming Cdots formation, a qualitative comparison of various plant precursors was conducted. Among all samples, CLc showed the most prominent absorption peak in the 279–283 nm range. This strong peak correlates with blue-green luminescence under. In addition, the appearance of a peak at 218 nm in the CLc sample indicates the possible presence of aliphatic carbon chains or short groups resulting from partial decomposition 16,50. These peaks also support the FTIR spectra that show the presence of C=C and O–H groups, which may remain on the surface of Cdots.

Overall, the shift in the UV–Vis spectra between the Cdots solution and the plant-based extract solution provides compelling evidence that the hydrothermal synthesis method used in this work creates new structures with unique optical properties distinct from the original material. As documented in previous studies, Cdots are also a promising option for optoelectronic, fluorophore, and photoconductor applications due to the increase in π-conjugation and reorganization of the aromatic structure 51.

The result of the liquid CLc sample photograph inside a UV box is shown in Figure 3c. It can be seen that the sample emits a blue-green luminescence when exposed to UV light. This phenomenon indicates that the CL sample, having undergone hydrothermal processing, has successfully formed luminescent material—one of the characteristic features of Cdots.

CONCLUSION

This study successfully synthesized Cdots from various plant extract powders through the hydrothermal method using a green synthesis approach. Characterization results show that the Cdots formed retain the main active functional groups, such as O–H and C=C, as confirmed through FTIR spectra. In addition, UV–Vis analysis revealed changes in the optical absorption pattern in the range of 279–283 nm, which is typical for the aromatic sp2 domain, indicating the formation of conjugated carbon structures and supporting the successful formation of Cdots. The observed changes in chemical and optical characteristics indicate that the hydrothermal process is not only simple and environmentally friendly, but also effective in producing Cdots from plant-based extracts. Although the characterization performed in this study is still limited to FTIR, UV–Vis, and FE-SEM, the results provide a strong initial foundation for the further development of natural extract-based Cdots, especially for applications in the environmental, sensing, and biomedical fields. However, this study serves as an initial screening rather than a definitive determination of the most superior precursor. Therefore, only qualitative analysis was used to compare the chemical and optical changes in the fabricated Cdots from different plant extracts. Further research will include quantitative evaluations, such as photoluminescence intensity, quantum yield, and surface charge analysis, to provide a more comprehensive comparison between precursors and identify the most promising plant sources for future applications.

Acknowledgments

The authors thank all Taste and Odor Research Center (TOR-C) Universitas Gadjah Mada members who have provided technical support in this presented research work.

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